Financial Services Law Guide.pdf

Financial Services Law Guide.pdf


Andrew Haynes is Professor of Law at the University of Wolverhampton

The current changes in the regulatory structure are far reaching for the financial services sector and the new rule books that are to be brought in represent a change in financial services regulation in this country that is profound in its nature and both important and subtle in terms of the changes it will bring in for regulated firms. In particular the compliance procedures and relevant managerial approaches adopted in financial services firms will need to change. Financial Services Law Guide is a comprehensive and highly practical guide to the rules and regulations that govern the financial services industry. Designed to be used on a day-in day-out basis, this new edition covers the requirements and legal responsibilities imposed upon the financial services industry by all regulatory bodies. Whatever your legal issue or question, you will find the answer in this user-friendly and clearly presented guide. Previous print edition ISBN: 9781845921392


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